Personnel Hong Kong SFC License Details (ID 94443)

Personnel Hong Kong SFC License Details (ID 94443)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-09-28
	Rep	Dealing in securities	2014-06-11	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-06-11	2022-09-28
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2010-09-06	2014-06-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-09-06	2014-06-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-01-18	2010-08-28
KGI ASIA LIMITED	Rep	Dealing in securities	2009-10-28	2010-08-28