| SHACOM FUTURES LIMITED | RO | Advising on futures contracts | 2017-08-17 | 2025-05-14 |
| RO | Dealing in futures contracts | 2017-08-17 | 2025-05-14 |
| Shacom Securities Limited | RO | Advising on securities | 2017-08-17 | 2025-05-14 |
| RO | Dealing in securities | 2017-08-17 | 2025-05-14 |
| CHINA SKY SECURITIES LIMITED | RO | Dealing in securities | 2015-11-04 | 2017-03-03 |
| Mason Securities Limited | Rep | Dealing in securities | 2014-11-13 | 2015-08-26 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | 2015-08-26 |
| KGI ASIA LIMITED | Rep | Advising on securities | 2014-01-09 | 2014-11-03 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2014-01-09 | 2014-11-03 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-09 | 2014-11-03 |
| KGI ASIA LIMITED | RO | Dealing in securities | 2013-10-15 | 2014-11-03 |
| KGI FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2013-10-15 | 2014-11-03 |
| KGI SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2013-10-15 | 2014-11-03 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2013-08-07 | 2013-10-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-08-07 | 2013-10-15 |
| KGI SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-08-07 | 2013-10-15 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-12-04 | 2013-07-22 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2003-12-02 | 2013-07-22 |
| Rep | Dealing in securities | 2003-11-05 | 2003-12-02 |
| LUEN FAT SECURITIES COMPANY LIMITED | RO | Advising on corporate finance | - | 2003-10-27 |
| RO | Advising on securities | - | 2003-10-27 |
| RO | Asset management | - | 2003-10-27 |
| RO | Dealing in securities | - | 2003-10-27 |