| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Quam Securities Limited | Rep | Dealing in futures contracts | 2020-01-15 | - |
| Rep | Dealing in securities | 2020-01-15 | - | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-07-20 |
| Rep | Asset management | 2003-04-01 | 2004-07-20 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2019-12-27 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-20 | |
| Rep | Advising on securities | 2003-04-01 | 2004-07-20 | |
| Rep | Asset management | 2003-04-01 | 2004-07-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2019-12-27 |