Personnel Hong Kong SFC License Details (ID 94452)

Personnel Hong Kong SFC License Details (ID 94452)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-01-18	2017-08-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-01-18	2017-08-31
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2003-11-20	2011-01-05
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-11-20	2011-01-05
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-07-23	2003-11-19
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-07-23	2003-11-19
CELESTIAL COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Providing automated trading services	-	2003-05-29
	Rep	Dealing in futures contracts	-	2003-05-29
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-05-29
	Rep	Advising on securities	-	2003-05-29
	Rep	Asset management	-	2003-05-29
	Rep	Providing automated trading services	-	2003-05-29
	Rep	Dealing in securities	-	2003-05-29