| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2023-10-19 | - |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2023-10-19 | - |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-11-05 | 2023-09-25 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-11-05 | 2023-09-25 |
| PIPER JAFFRAY ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-24 | 2008-11-03 |
| PIPER JAFFRAY ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2003-09-02 | 2008-11-03 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-16 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-16 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-16 |
| Rep | Asset management | 2003-04-01 | 2003-08-16 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-16 |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-16 |