Personnel Hong Kong SFC License Details (ID 94470)

Personnel Hong Kong SFC License Details (ID 94470)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fountainhead Partners Company Limited	Rep	Advising on securities	2023-03-01	2023-04-30
	Rep	Asset management	2023-03-01	2023-04-30
	Rep	Dealing in securities	2023-03-01	2023-04-30
SingAlliance (Hong Kong) Limited	RO	Advising on securities	2020-04-17	2022-11-30
	RO	Asset management	2020-04-17	2022-11-30
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	RO	Advising on securities	2018-04-24	2019-08-27
	RO	Asset management	2018-04-24	2019-08-27
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2016-09-28	2018-04-20
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	RO	Advising on securities	2012-02-20	2013-07-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2012-02-20	2016-09-28
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2009-12-16	2012-02-20
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2009-07-27	2009-12-10
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-07-27	2012-02-20
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED	Rep	Asset management	2009-07-06	2009-12-10
TEMUJIN GLOBAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2008-10-31	2009-03-27