Personnel Hong Kong SFC License Details (ID 94475)

Personnel Hong Kong SFC License Details (ID 94475)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	2016-05-04	2017-04-05
	Rep	Dealing in futures contracts	2016-05-04	2017-04-05
YUE XIU SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-05-04	2017-04-05
	Rep	Dealing in securities	2016-05-04	2017-04-05
CMB International Securities Limited	Rep	Dealing in securities	2015-07-31	2015-10-13
Daiwa Capital Markets Hong Kong Limited	Rep	Dealing in securities	2013-05-27	2015-07-04
Open Securities Limited	Rep	Advising on securities	2013-03-11	2013-05-13
	Rep	Dealing in securities	2013-03-11	2013-05-13
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2010-03-05	2012-08-01
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-03-05	2012-08-01