Personnel Hong Kong SFC License Details (ID 94484)

Personnel Hong Kong SFC License Details (ID 94484)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2012-04-27	2012-12-07
	Rep	Dealing in securities	2012-04-27	2012-12-07
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2010-04-13	2012-04-10
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-04-13	2012-04-10
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2006-08-01	2008-08-30
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2006-08-01	2008-08-30