Personnel Hong Kong SFC License Details (ID 94492)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Golden Hen Investment Management Limited	RO	Advising on securities	2023-03-28	-
	RO	Asset management	2023-03-28	-
	Rep	Advising on securities	2023-02-01	2023-03-28
	Rep	Asset management	2023-02-01	2023-03-28
Tianqin International Asset Management Limited	RO	Advising on securities	2021-08-10	2023-01-31
	RO	Asset management	2021-08-10	2023-01-31
Eagle Trader Asset Management Limited	RO	Asset management	2020-08-19	2021-07-28
	Rep	Asset management	2020-08-17	2020-08-19
DATANG FINANCIAL HOLDING CO., LIMITED	RO	Advising on securities	2019-09-23	2020-08-14
	RO	Asset management	2019-09-23	2020-08-14
GLENWORTH CAPITAL LIMITED	RO	Advising on securities	2018-10-08	2019-09-16
	RO	Asset management	2018-10-08	2019-09-16
	Rep	Advising on securities	2018-01-26	2018-10-08
	Rep	Asset management	2018-01-26	2018-10-08
	RO	Advising on securities	2017-05-02	2018-01-26
	RO	Asset management	2017-05-02	2018-01-26
SKYVAST ASSET MANAGEMENT LIMITED	Rep	Asset management	2016-07-14	2017-02-06
SKYVAST SECURITIES LIMITED	Rep	Dealing in securities	2013-04-19	2017-02-06
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2010-04-22	2012-04-18
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-04-22	2012-04-18
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-12-17	2010-04-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2009-12-17	2010-04-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-12-17	2010-04-01
BOCOM International Securities Limited	Rep	Dealing in futures contracts	2008-06-04	2009-06-22
	Rep	Dealing in securities	2007-09-12	2009-06-22
BOCOM International Holdings Company Limited	Rep	Dealing in securities	2007-07-17	2008-03-03
3V Capital Limited	Rep	Dealing in securities	2006-02-03	2006-08-01
China Reserve Securities Limited	Rep	Dealing in securities	2005-04-25	2005-10-28
SINOPAC FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2004-08-17	2004-11-10
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2004-08-17	2004-11-10
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-06-24	2003-08-26
	Rep	Dealing in securities	2003-06-24	2004-07-30
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-24	2004-07-30