| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2018-07-16 | 2019-10-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2018-07-16 | 2019-10-01 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | Rep | Advising on securities | 2008-09-23 | 2014-02-26 |