Personnel Hong Kong SFC License Details (ID 94508)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-04-02	2021-09-03
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-08-14	2021-09-03
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-05-07	2021-09-03
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2013-12-27	2021-09-03
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2011-11-28	2012-05-05
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-08-11	2012-05-05