Personnel Hong Kong SFC License Details (ID 94510)

Personnel Hong Kong SFC License Details (ID 94510)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2025-10-10	-
	Rep	Dealing in securities	2025-10-10	-
CMB International Global Markets Limited	Rep	Advising on securities	2022-09-05	2025-09-29
	Rep	Dealing in securities	2021-09-17	2025-09-29
CMB International Securities Limited	Rep	Advising on securities	2017-07-20	2025-09-29
	Rep	Dealing in securities	2017-07-20	2025-09-29
MIB SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2014-01-08	2017-06-10
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-10-19	2013-12-09
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-08-24	2013-12-09