| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Soochow Securities International Brokerage Limited | RO | Dealing in securities | 2025-05-23 | - |
| Rep | Dealing in securities | 2022-12-14 | 2025-05-23 | |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-27 | 2022-11-11 |
| Quam Securities Limited | Rep | Advising on securities | 2017-11-28 | 2020-10-06 |
| Rep | Dealing in futures contracts | 2017-11-28 | 2020-10-06 | |
| Rep | Dealing in securities | 2017-11-28 | 2020-10-06 | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Advising on securities | 2017-03-07 | 2017-11-08 |
| Rep | Dealing in futures contracts | 2016-06-03 | 2017-11-08 | |
| Rep | Dealing in securities | 2016-06-03 | 2017-11-08 | |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2015-07-13 | 2016-05-17 |
| Rep | Dealing in securities | 2015-07-13 | 2016-05-17 | |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-10-12 | 2015-07-06 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-10-03 | 2015-07-06 |
| Rep | Dealing in securities | 2011-09-05 | 2012-08-17 |
No HKMA registrations in the collected records.