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Personnel Hong Kong SFC License Details (ID 94528)
Personnel
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SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Funde Securities Limited
Rep
Dealing in securities
2018-02-27
2022-02-11
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED
Rep
Dealing in securities
2009-08-24
2017-10-31