Personnel Hong Kong SFC License Details (ID 94535)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-04-15	2019-01-31
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-10-07	2005-04-13
Regal Jewellery & Goldsmith Co., Limited	Rep	Advising on corporate finance	-	2003-10-07
	Rep	Advising on securities	-	2003-10-07
	Rep	Asset management	-	2003-10-07
	Rep	Dealing in securities	-	2003-10-07