Personnel Hong Kong SFC License Details (ID 94536)

Personnel Hong Kong SFC License Details (ID 94536)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue Water Capital Management Limited	RO	Advising on securities	2026-04-17	-
	RO	Asset management	2026-04-17	-
	Rep	Advising on securities	2026-02-13	2026-04-17
	Rep	Asset management	2026-02-13	2026-04-17
Atta Capital Limited	RO	Advising on securities	2018-11-05	2026-02-12
	RO	Asset management	2018-11-05	2026-02-12
MFG Limited (HK)	Rep	Asset management	2015-08-07	2018-10-31
	Rep	Advising on securities	2015-07-13	2018-10-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-08-04	2012-09-01