Personnel Hong Kong SFC License Details (ID 94563)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2020-12-23	2026-03-20
	Rep	Leveraged foreign exchange trading	2012-07-26	2014-11-26
	Rep	Dealing in futures contracts	2012-05-28	2026-03-20
	Rep	Dealing in securities	2012-04-19	2026-03-20
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-12-17	2012-03-12