| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | RO | Dealing in futures contracts | 2018-07-18 | 2026-04-20 |
| SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED | RO | Advising on futures contracts | 2018-07-18 | 2026-04-20 |
| RO | Advising on securities | 2018-07-18 | 2026-04-20 | |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2018-07-18 | 2026-04-20 |
| Rep | Dealing in securities | 2011-05-24 | 2017-08-16 |