| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2022-03-15 | - |
| Rep | Advising on securities | 2022-01-04 | - |
| Rep | Dealing in securities | 2022-01-04 | - |
| CEB International Capital Corporation Limited | Rep | Dealing in securities | 2019-07-05 | 2021-12-19 |
| Rep | Advising on securities | 2019-06-21 | 2021-12-19 |
| CEB International Asset Management Corporation Limited | Rep | Advising on securities | 2018-01-16 | 2019-06-17 |
| Rep | Asset management | 2018-01-16 | 2019-06-17 |
| CEB International Capital Corporation Limited | Rep | Dealing in securities | 2016-05-16 | 2018-01-11 |
| Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-11-10 | 2016-03-18 |
| Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2014-11-10 | 2016-03-18 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-05-21 | 2014-09-30 |
| SINOPAC FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2013-02-26 | 2014-03-31 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2010-07-09 | 2014-09-30 |