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Kwong, Anthony Kin Fai 鄺建輝 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 94936)
Kwong, Anthony Kin Fai 鄺建輝
SFC ID:
AAZ944
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Mr Anthony Kwong Kin Fai of South China Securities Ltd for 3 weeks
SFC, 26-Apr-2001
The unregistered employee was probably Mr Lam Ying Chi, who was later registered. He was reprimanded on 22-Mar-2001.
Orgs
People
SFC reprimands Mr Lam Ying Chi for unregistered dealing
SFC, 22-Mar-2001
Note: the senior colleague was probably Mr Anthony Kwong Kin Fai, at South China Securities Ltd. He was reprimanded later, on 26-Apr-2001.
Orgs
People