| KGI ASIA LIMITED | Rep | Dealing in securities | 2021-01-27 | - |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-01-27 | - |
| South China Forex Limited | Rep | Leveraged foreign exchange trading | 2011-05-20 | 2019-08-21 |
| SCTRADE.COM LIMITED | Rep | Advising on securities | 2003-04-01 | 2004-02-09 |
| Rep | Asset management | 2003-04-01 | 2004-02-09 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-09 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-18 |
| Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2021-01-14 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-18 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-18 |
| Rep | Asset management | 2003-04-01 | 2004-02-18 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-18 |
| Rep | Dealing in securities | 2003-04-01 | 2021-01-14 |