Personnel Hong Kong SFC License Details (ID 95128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2010-07-27	2015-01-08
	Rep	Dealing in securities	2010-07-27	2015-01-08
CLSA LIMITED	Rep	Advising on corporate finance	-	2004-03-18
	Rep	Advising on securities	-	2004-03-18
	Rep	Asset management	-	2004-03-18
	Rep	Dealing in securities	-	2005-03-29