Personnel Hong Kong SFC License Details (ID 95240)

Personnel Hong Kong SFC License Details (ID 95240)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2023-11-03	-
	Rep	Dealing in securities	2018-05-04	2022-07-12
China Jianxin Financial Services Limited	Rep	Dealing in securities	2017-02-06	2018-04-30
KGI ASIA LIMITED	Rep	Dealing in securities	2014-06-17	2017-01-27
STOCKWELL SECURITIES LIMITED	Rep	Dealing in securities	2008-12-12	2014-06-12
CLSA LIMITED	Rep	Dealing in securities	2006-11-06	2008-11-20
VC BROKERAGE LIMITED	Rep	Providing automated trading services	2003-07-24	2003-08-26
	Rep	Dealing in securities	2003-07-24	2006-10-28