Personnel Hong Kong SFC License Details (ID 95372)

Personnel Hong Kong SFC License Details (ID 95372)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Harvest Global Capital Investments Limited	Rep	Advising on securities	2020-01-29	2021-03-09
	Rep	Asset management	2020-01-29	2021-03-09
	Rep	Dealing in securities	2019-11-21	2021-03-09
SR Wealth Securities Limited	Rep	Dealing in securities	2019-02-13	2019-03-18
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-06-01	2015-11-23
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-06-01	2015-11-23
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2010-11-15	2012-08-28
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2010-11-15	2012-08-28