Personnel Hong Kong SFC License Details (ID 95729)

Personnel Hong Kong SFC License Details (ID 95729)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GETTA ASSET MANAGEMENT LIMITED	RO	Asset management	2018-01-24	-
GETTA SECURITIES LIMITED	RO	Dealing in futures contracts	2017-09-20	-
	RO	Dealing in securities	2017-09-20	-
	Rep	Dealing in futures contracts	2017-08-04	2017-09-20
	Rep	Dealing in securities	2017-08-04	2017-09-20
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	RO	Dealing in futures contracts	2014-03-17	2017-07-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	RO	Dealing in securities	2014-03-17	2017-07-03
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-07-10	2014-03-17
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-07-10	2014-03-17
SUN YI COMPANY LIMITED	Rep	Dealing in futures contracts	2008-05-06	2012-05-10
CES International Commodities (HK) Limited	Rep	Advising on futures contracts	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Dealing in futures contracts	2003-04-01	2012-05-10
Everbright Securities Investment Services (HK) Limited	Rep	Providing automated trading services	2003-04-01	2003-07-07
	Rep	Advising on corporate finance	2003-04-01	2004-01-19
	Rep	Advising on securities	2003-04-01	2004-01-19
	Rep	Asset management	2003-04-01	2004-01-19
	Rep	Dealing in securities	2003-04-01	2012-05-10