Personnel Hong Kong SFC License Details (ID 96516)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	-
	Rep	Dealing in securities	2011-12-15	2017-10-02
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2008-06-06	2011-12-03
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-11-08	2008-06-01