| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | RO | Advising on securities | 2015-08-28 | 2020-12-29 |
| RO | Dealing in futures contracts | 2015-08-28 | 2020-12-29 |
| RO | Dealing in securities | 2015-08-28 | 2020-12-29 |
| Rep | Advising on securities | 2014-12-11 | 2015-08-28 |
| Rep | Dealing in securities | 2014-12-11 | 2015-08-28 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in futures contracts | - | 2014-04-11 |
| UBS SECURITIES ASIA LIMITED | Rep | Advising on futures contracts | - | 2005-02-04 |
| Rep | Advising on corporate finance | - | 2005-03-24 |
| Rep | Advising on securities | - | 2005-03-24 |
| Rep | Asset management | - | 2005-03-24 |
| Rep | Dealing in futures contracts | - | 2014-04-11 |
| Rep | Dealing in securities | - | 2014-04-11 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | - | 2005-03-24 |
| Rep | Advising on securities | - | 2005-03-24 |
| Rep | Asset management | - | 2005-03-24 |
| Rep | Dealing in securities | - | 2014-04-11 |