Personnel Hong Kong SFC License Details (ID 96749)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CLSA LIMITED	Rep	Dealing in securities	2014-03-05	2019-04-16
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2011-10-13	2013-11-02
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2011-03-09	2013-11-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2011-03-09	2013-11-02
Liquidnet Asia Limited	Rep	Providing automated trading services	2007-08-16	2011-03-08
	Rep	Dealing in securities	2007-08-16	2011-03-08