Personnel Hong Kong SFC License Details (ID 96832)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2026-05-22	2026-05-29
CLSA LIMITED	Rep	Dealing in securities	2024-05-09	2026-03-10
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2011-02-14	2014-11-21