Webb-site Legacy

Sun, Xiangxiao 孫祥霄

SFC ID:ALY131

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	RO	Dealing in futures contracts	2021-10-29	2025-07-31
	RO	Dealing in securities	2021-10-29	2025-07-31
	Rep	Dealing in futures contracts	2017-10-18	2021-10-29
	Rep	Dealing in securities	2017-10-18	2021-10-29
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2015-12-16	2016-08-31
	Rep	Dealing in futures contracts	2015-12-16	2017-08-19
	Rep	Dealing in securities	2015-12-16	2017-08-19
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-10-07	2015-11-09
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2007-09-03	2015-07-11
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2007-03-07	2007-08-10
	Rep	Dealing in securities	2005-04-20	2007-08-10