| Haitong Futures Hong Kong Limited | Rep | Dealing in futures contracts | 2018-11-02 | 2020-02-13 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-04-06 | 2018-10-18 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2018-04-06 | 2018-10-18 |
| AAA Securities Co. Limited | Rep | Dealing in securities | 2017-10-27 | 2018-01-22 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-05-14 | 2015-05-11 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-05-14 | 2015-05-11 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-01-10 | 2012-03-03 |
| Rep | Dealing in securities | 2011-01-10 | 2012-03-03 |
| REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2009-09-29 | 2010-12-15 |
| Rep | Dealing in securities | 2009-09-29 | 2010-12-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-08-04 | 2008-09-26 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2008-07-16 | 2008-09-26 |
| Boom Securities (H.K.) Limited | Rep | Dealing in securities | 2008-06-03 | 2008-06-03 |
| Win Securities Limited | Rep | Dealing in securities | 2008-06-03 | 2008-06-03 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-09-14 | 2008-05-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-09-14 | 2008-05-17 |