| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-03-07 | 2014-05-24 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2014-03-07 | 2014-05-24 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-04-23 | 2014-01-04 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2012-04-23 | 2014-01-04 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-07-27 | 2012-01-12 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2011-07-27 | 2012-01-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2010-03-08 | 2011-07-20 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2010-03-08 | 2011-07-20 |