Personnel Hong Kong SFC License Details (ID 97886)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SR Wealth Securities Limited	RO	Advising on securities	2019-04-17	2020-01-28
	RO	Dealing in securities	2018-11-19	2020-01-28
Shang International Finance Limited	RO	Advising on securities	2018-01-12	2018-07-16
	RO	Dealing in securities	2018-01-12	2018-07-16
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2017-07-10	2017-11-08
FAIRWIN BROKING LIMITED	Rep	Dealing in securities	2017-04-27	2017-06-23
Hong Kong Securities (International) Company Limited	RO	Dealing in securities	2016-12-13	2017-03-19
	Rep	Dealing in securities	2016-12-01	2016-12-13
MODERN INNOVATIVE SECURITIES LIMITED	RO	Dealing in securities	2016-05-12	2016-09-03
MFG Limited (HK)	Rep	Dealing in futures contracts	2015-08-14	2015-08-21
	Rep	Dealing in securities	2015-08-14	2015-08-21
CHINA CIFCO SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-07-10	2015-08-08
oOo Securities (HK) Group Limited	Rep	Dealing in securities	2013-10-02	2014-01-24
LUK FOOK FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2013-05-16	2013-07-23
LUK FOOK SECURITIES (HK) LIMITED	Rep	Dealing in securities	2013-05-16	2013-07-23
VMS Securities Limited	RO	Dealing in securities	2012-01-09	2013-04-30
	Rep	Dealing in securities	2011-05-19	2012-01-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2009-12-04	2010-12-07
	Rep	Dealing in securities	2009-12-04	2010-12-07
Tung Shing Futures (Brokers) Limited	Rep	Dealing in futures contracts	2009-05-04	2009-11-22
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2009-04-06	2009-11-22
TSE'S SECURITIES LIMITED	Rep	Dealing in securities	2008-12-23	2009-03-23
MUSHK Limited	Rep	Dealing in futures contracts	2004-07-06	2008-11-01
	Rep	Dealing in securities	2004-07-06	2008-11-01
CHIEF COMMODITIES LIMITED	Rep	Dealing in futures contracts	2003-12-22	2004-06-30
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2003-10-02	2004-06-30