Personnel Hong Kong SFC License Details (ID 98810)

Personnel Hong Kong SFC License Details (ID 98810)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCHK Asset Management Limited	Rep	Advising on securities	2015-05-04	2019-09-01
	Rep	Asset management	2015-05-04	2019-09-01
	Rep	Dealing in securities	2015-05-04	2019-09-01
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2011-03-07	2013-11-04
	Rep	Asset management	2011-03-07	2013-11-04
ZEAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2010-04-13	2011-01-17
	Rep	Asset management	2010-04-13	2011-01-17
SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED	Rep	Advising on securities	2007-05-07	2008-07-29
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2007-05-07	2008-07-29