| QUASAR SECURITIES CO., LIMITED | RO | Dealing in securities | 2020-03-16 | 2021-12-03 |
| Rep | Dealing in securities | 2019-12-04 | 2020-03-16 |
| China Jianxin Financial Services Limited | RO | Advising on securities | 2017-02-28 | 2019-02-28 |
| RO | Dealing in securities | 2016-11-25 | 2019-02-28 |
| Rep | Dealing in securities | 2016-10-04 | 2016-11-25 |
| Minerva Holding Financial Securities Limited | RO | Dealing in securities | 2015-09-15 | 2016-10-03 |
| Rep | Dealing in securities | 2015-08-31 | 2015-09-15 |
| CHINA DEMETER SECURITIES LIMITED | RO | Dealing in securities | 2012-11-23 | 2014-05-19 |
| Rep | Dealing in securities | 2012-10-05 | 2012-11-23 |
| China Gather Wealth Financial Company Limited | Rep | Dealing in futures contracts | 2011-11-11 | 2012-09-30 |
| RO | Dealing in futures contracts | 2010-12-20 | 2011-11-11 |
| RO | Dealing in securities | 2009-09-16 | 2012-09-30 |
| Rep | Dealing in securities | 2009-08-11 | 2009-09-16 |
| Rep | Dealing in futures contracts | 2009-08-11 | 2010-12-20 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | RO | Dealing in securities | 2006-11-23 | 2009-08-01 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-08-04 | 2009-08-01 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-08-04 | 2006-11-23 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Advising on futures contracts | - | 2004-06-01 |
| Rep | Asset management | - | 2004-06-01 |
| Rep | Dealing in futures contracts | - | 2005-09-21 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | - | 2003-09-11 |
| Rep | Advising on corporate finance | - | 2004-06-01 |
| Rep | Advising on securities | - | 2004-06-01 |
| Rep | Asset management | - | 2004-06-01 |
| Rep | Dealing in securities | - | 2005-09-21 |