| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2020-03-20 |
| Rep | Dealing in securities | 2013-11-29 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-11-29 | 2020-03-20 |
| GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-01-14 | 2013-04-16 |
| GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2013-01-14 | 2013-04-16 |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in futures contracts | 2011-09-06 | 2012-12-21 |
| Rep | Dealing in securities | 2011-09-06 | 2012-12-21 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-09-11 | 2011-08-13 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2008-09-11 | 2011-08-13 |
| SHENWAN HONGYUAN FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2008-07-23 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2008-03-17 | 2008-07-23 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2006-12-13 | 2008-01-01 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-12-13 | 2008-01-01 |