| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CNI Securities Group Limited | Rep | Advising on securities | 2017-08-07 | - |
| Rep | Dealing in securities | 2013-10-25 | - | |
| Guosen Securities (HK) Brokerage Company, Limited | Rep | Dealing in securities | 2011-08-10 | 2011-10-19 |
| ORIENTAL PATRON SECURITIES LIMITED | Rep | Dealing in securities | 2006-08-22 | 2009-06-08 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-04-01 | 2003-09-11 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-07-27 | |
| Rep | Advising on securities | 2003-04-01 | 2004-07-27 | |
| Rep | Asset management | 2003-04-01 | 2004-07-27 | |
| Rep | Dealing in securities | 2003-04-01 | 2005-11-01 |
No HKMA registrations in the collected records.