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Ng, Penny Yuk 吳玉 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 99197)
Ng, Penny Yuk 吳玉
SFC ID:
AAD136
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
Silver Universe Investments Ltd v 360HK Ltd & others
HK Court of Appeal, 27-Jan-2021
The plaintiff's application for leave to appeal is dismissed.
Orgs
People
Silver Universe Investments Ltd v 360HK Ltd & others
HK Court of First Instance, 25-Sep-2020
The plaintiff's application for leave to appeal is refused.
Orgs
People
Silver Universe Investments Ltd v 360HK Ltd & others
HK Court of First Instance, 14-Aug-2020
The plaintiff's summons for interim payments is dismissed.
Orgs
People
Silver Universe Investments Ltd v 360HK Ltd & others
HK Court of First Instance, 29-Mar-2019
Orgs
People
Silver Universe Investments Ltd v 360HK Ltd & others
HK Court of First Instance, 18-Jan-2019
Orgs
People
SFC reprimands Hang Tai Securities Ltd & Ms Penny Ng Yuk
SFC, 20-Jul-2000
For settlement issues after the HK Government's stock market buying blitz on 28-Aug-1998.
Orgs
People