| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Innovest Securities Investment Limited | RO | Dealing in securities | 2026-01-16 | - |
| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2024-04-29 | 2025-11-30 |
| RO | Dealing in securities | 2024-04-29 | 2025-11-30 | |
| Innovest Securities Investment Limited | RO | Dealing in securities | 2022-11-15 | 2024-02-14 |
| Rep | Dealing in securities | 2022-09-20 | 2022-11-15 | |
| UPMAX SECURITIES LIMITED | Rep | Dealing in securities | 2021-04-07 | 2022-06-30 |
| CHINA TIMES SECURITIES LIMITED | RO | Dealing in securities | 2013-06-25 | 2020-11-17 |
| Rep | Dealing in securities | 2013-06-17 | 2013-06-25 | |
| HANG TAI SECURITIES LIMITED | RO | Advising on corporate finance | 2003-04-01 | 2005-01-20 |
| RO | Advising on securities | 2003-04-01 | 2005-01-20 | |
| RO | Asset management | 2003-04-01 | 2005-01-20 | |
| RO | Dealing in securities | 2003-04-01 | 2013-06-16 |
No HKMA registrations in the collected records.