Chan, Hoi Yan (SFC:BJL078) 陳凱欣

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2022-07-19	-
	Rep	Advising on corporate finance	2019-03-18	2022-07-19
	Rep	Dealing in securities	2019-03-18	2022-07-19
	Rep	Advising on securities	2019-03-18	2022-07-28
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-05-09	2019-02-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2022-07-19	-
	Rep	Advising on corporate finance	2019-03-18	2022-07-19
	Rep	Dealing in securities	2019-03-18	2022-07-19
	Rep	Advising on securities	2019-03-18	2022-07-28
BOCI ASIA LIMITED	Rep	Advising on corporate finance	2017-05-09	2019-02-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.