Webb-site Legacy
繁
首頁
SUN GROWTH SECURITIES LIMITED公開紀律行動
SUN GROWTH SECURITIES LIMITED 志昇証券有限公司
SFC 牌照已失效
證監會中央編號:
ABV648
CCASS ID:
B01472
主要資料
人員
證監會牌照
牌照條件
公開紀律行動
CCASS 持倉分佈
公開紀律行動
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
機構
人物
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
機構
人物
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
機構
人物
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
機構
人物
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
機構
人物
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
機構
人物