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SUN GROWTH SECURITIES LIMITED 志昇証券有限公司

SFC 牌照已失效
證監會中央編號:ABV648
CCASS ID:B01472
主要資料人員證監會牌照牌照條件公開紀律行動CCASS 持倉分佈
香港 IPO 預測香港財務報告法律文件搜尋常見問題
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公開紀律行動
SFC suspends Sandra Cheung Wing Yi for a year
SFC
SFC, 29-Oct-2020
For dealing through an undisclosed external account. She has since moved on from Mason Securities to Sun Growth Securities.
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人物
SFC fines Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy & Mr Kao Wing Lun for breaching Code of Conduct
SFC, 24-Apr-2006
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人物
SFC suspends Stephen Ng Kei Choy for 1 month & reprimands Sun Growth Securities Ltd for failure to report staff illegalities & other failings
SFC, 07-May-2004
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人物
SFC reprimands Sun Growth Securities Ltd, Mr Stephen Ng Kei Choy, Mr Kao Wing Lun and Mr Lau Yee Tak
SFC, 18-Apr-2002
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人物
SFC suspends Mr Stephen Ng Kei Choy for 2 weeks
SFC, 24-May-2001
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人物
SFC reprimands Sun Growth Securities Ltd & Stephen Ng Kei Choy
SFC, 20-Oct-2000
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人物