| C/R | 受規管活動 | 開始日期 | 結束日期 |
|---|---|---|---|
| C | Advising on corporate finance | - | 2004-11-26 |
| C | Advising on securities | - | 2004-11-26 |
| C | Advising on securities | 2019-01-07 | 2022-02-11 |
| C | Asset management | - | 2004-11-26 |
| C | Asset management | 2020-02-28 | 2022-02-11 |
| C | Dealing in securities | - | 2022-02-11 |