SFC fines Sino-Rich Securities & Futures Ltd HK$7.2m for AML breaches
SFC
SFC, 15-Mar-2021
機構
人物
主題
Ge Qingfu & others v L & A (8195) and various directors
HK Court of First Instance, 17-Dec-2018
機構
人物
L & A (8195): 1.6bn options exercised
Company filing, 24-Aug-2016
The holders of these 10-year options all forfeited the time value and exercised them on the day that they were announced, 22-Aug, having been purportedly offered or granted on 22-Jul. The new shares were probably deposited into CCASS on 24-Aug and 25-Aug, via FP Sino-Rich Securities & Futures Ltd (1.4bn) and Emperor Securities Ltd (0.2bn).
機構
主題
L&A (8195) launches placing via FP Sino-Rich
Company announcement, 21-Jul-2016
After the bursting of a bubble in its share price, L&A exhausts a general issue mandate, to raise money so that it can lend it out.