SINO-RICH SECURITIES &AMP; FUTURES LIMITED 中順證券期貨有限公司

證監會持牌法團

證監會中央編號:AFN604

CCASS ID:B01710

監管牌照

C = 受證監會規管的持牌法團；R = 受金管局規管的註冊機構。如沒有開始日期，即表示該機構最遲自現行名冊於 2003 年 4 月 1 日設立時起已從事該項活動。

只顯示現有牌照

C/R	受規管活動	開始日期	結束日期
C	Advising on corporate finance	-	2004-07-02
C	Advising on corporate finance	2005-09-17	2011-05-16
C	Advising on futures contracts	2012-06-21	-
C	Advising on securities	-	2004-07-02
C	Advising on securities	2012-06-21	-
C	Asset management	-	2004-07-02
C	Asset management	2013-09-02	-
C	Dealing in futures contracts	2010-11-17	-
C	Dealing in securities	-	-