Amazingly, it was only 18 months after the SFC's announcement of the Court's findings that the HKICPA "became aware" of the wrong-doing by its members, including Kenny Lee Yiu Sun. There appears to be some sort of communications failure between the 2 regulators.
機構
人物
HKICPA bans Kenny Lee Yiu Sun for 3 years
HKICPA, 08-Aug-2018
機構
人物
Court disqualifies former Chairmen, CEO of First China Financial Network (8123)
SFC, 02-Oct-2015
機構
人物
SFC v Richard Yin Yingneng & others
HK Court of First Instance, 30-Sep-2015
機構
人物
Court orders directors of First China Financial (8123) to compensate company RMB18.69m
SFC, 19-Jan-2015
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SFC v Richard Yin Yingneng & others
HK Court of First Instance, 16-Jan-2015
機構
人物
SFC seeks court orders against directors of First China Financial (8123)
SFC, 12-Nov-2012
機構
人物
Cheerful Securities inquiry result; reprimand of Mr Chee Jing Yin & Mr Lee Yiu Sun