Court of First Instance overturns broker's market manipulation conviction
SFC, 03-Feb-2012
机构
人物
主题
SFC v Pan Ming
HK Court of First Instance, 03-Feb-2012
The reasons for Mr Pan's successful appeal.
机构
人物
主题
Broker jailed for five months for market manipulation
SFC, 01-Mar-2011
See CCASS movements on 8-Apr-2008 at the second link above. That was the settlement day for the off-market trade after market hours on 2-Apr-2008. An arrest warrant is still outstanding for Anthony Mei Hsiao Tung, according to the SFC's prosecutions calendar.
机构
人物
主题
Arrest warrant issued in market manipulation and fraud case
SFC, 04-Feb-2010
So if anyone has seen this unnamed person, let us know! The SFC says it "will not name the three defendants while the arrest warrant [for 1 of them] remains outstanding" which is odd since 2 of them appeared at the magistracy today. Indeed, the SFC's <a href="http://sfc.hk/sfc/doc/EN/general/general/outstanding/out_100119.pdf">proscutions calendar</a> names them as Pan Ming and Ng Kwok Leung.