| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | RO | 就证券提供意见 | 2008-03-27 | 2011-04-01 |
| RO | 证券交易 | 2007-11-23 | 2011-04-01 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2006-07-20 | 2011-04-01 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2006-02-01 | 2007-11-23 |