| KEEFE, BRUYETTE & WOODS ASIA LIMITED | Rep | Dealing in securities | 2010-03-04 | 2012-06-25 |
| FOX-PITT, KELTON (ASIA) LIMITED | Rep | Dealing in securities | 2007-05-14 | 2009-10-16 |
| CLSA FUTURES LIMITED | Rep | Dealing in futures contracts | 2006-12-04 | 2007-01-24 |
| CLSA LIMITED | Rep | Dealing in securities | 2006-12-04 | 2007-01-24 |
| Daiwa Capital Markets Hong Kong Limited | Rep | Advising on corporate finance | - | 2005-02-07 |
| Rep | Advising on securities | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in securities | - | 2006-12-01 |
| DAIWA SECURITIES SMBC (ASIA) LIMITED | Rep | Advising on corporate finance | - | 2005-02-07 |
| Rep | Advising on securities | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in securities | - | 2005-02-07 |
| DAIWA SECURITIES SMBC FUTURES (ASIA) LIMITED | Rep | Advising on futures contracts | - | 2005-02-07 |
| Rep | Asset management | - | 2005-02-07 |
| Rep | Dealing in futures contracts | - | 2006-12-01 |