Personnel Hong Kong SFC License Details (ID 1913184)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2017-05-16	2018-08-31
	Rep	Dealing in securities	2017-05-16	2018-08-31
SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2014-10-07	2017-04-20
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2013-09-23	2014-09-01
	Rep	Dealing in securities	2012-06-19	2014-09-01