| CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-02-18 | - |
| Rep | Dealing in securities | 2021-02-18 | - |
| ADVENT CORPORATE FINANCE LIMITED (GBEN) | Rep | Advising on corporate finance | 2019-05-06 | 2020-04-30 |
| CHINA EASE INVESTMENT LIMITED | Rep | Advising on securities | 2019-02-19 | 2019-04-09 |
| Rep | Asset management | 2019-02-19 | 2019-04-09 |
| Apastron Capital Limited | Rep | Advising on corporate finance | 2017-10-06 | 2019-01-31 |
| Rep | Dealing in securities | 2017-10-06 | 2019-01-31 |
| HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-08-23 | 2017-09-20 |
| Rep | Dealing in securities | 2016-08-23 | 2017-09-20 |
| YUE XIU FUTURES COMPANY LIMITED | Rep | Advising on futures contracts | 2016-03-02 | 2016-08-05 |
| Rep | Dealing in futures contracts | 2015-08-25 | 2016-08-05 |